Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOSAKUL, PHAT
Chinese Name of Relevant Individual
HKMA Registration Number
AH5009
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2017 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2017 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOSAKUL, PHAT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5009
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5009
UBS AG
Type 1: dealing in securities
13 Feb 2020 - 11 Dec 2020
No
AH5009
UBS AG
Type 4: advising on securities
13 Feb 2020 - 11 Dec 2020
No
AH5009
CREDIT SUISSE AG
Type 1: dealing in securities
24 Jun 2017 - 11 Oct 2019
No
AH5009
CREDIT SUISSE AG
Type 4: advising on securities
24 Jun 2017 - 11 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.