Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WU, PUI YUEN
Chinese Name of Relevant Individual

胡沛源
HKMA Registration Number
AH5020
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Jun 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Jun 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
01 Sep 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, PUI YUEN
:
Chinese Name of Relevant Individual
胡沛源
:
HKMA Registration Number
AH5020
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Jun 2017
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Jun 2017
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2017
No
SALES MANAGEMENT