Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, OI YAN
Chinese Name of Relevant Individual
吳藹昕
HKMA Registration Number
AH5022
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Sep 2017 - 07 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2017 - 07 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2017 - 07 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, OI YAN
:
Chinese Name of Relevant Individual
吳藹昕
:
HKMA Registration Number
AH5022
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5022
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Sep 2017 - 07 Oct 2021
No
AH5022
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Jun 2017 - 07 Oct 2021
No
AH5022
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Jun 2017 - 07 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.