Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, WAI KI
Chinese Name of Relevant Individual
徐煒祺
HKMA Registration Number
AH5031
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2017 - 20 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2017 - 29 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2017 - 29 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, WAI KI
:
Chinese Name of Relevant Individual
徐煒祺
:
HKMA Registration Number
AH5031
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5031
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Sep 2017 - 20 Sep 2023
No
AH5031
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Jun 2017 - 29 Aug 2017
No
AH5031
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Jun 2017 - 29 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
