Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MENDOZA BEGGIATO, JUAN MANUEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH5063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 25 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2017 - 25 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
07 Nov 2017 - 25 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
01 Jul 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MENDOZA BEGGIATO, JUAN MANUEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5063
CREDIT SUISSE AG
Type 1: dealing in securities
07 Nov 2017 - 25 Jun 2018
Yes
AH5063
CREDIT SUISSE AG
Type 4: advising on securities
07 Nov 2017 - 25 Jun 2018
Yes
AH5063
CREDIT SUISSE AG
Type 9: asset management
07 Nov 2017 - 25 Jun 2018
Yes
AH5063
CREDIT SUISSE AG
Type 1: dealing in securities
01 Jul 2017 - 06 Nov 2017
No
AH5063
CREDIT SUISSE AG
Type 4: advising on securities
01 Jul 2017 - 06 Nov 2017
No
AH5063
CREDIT SUISSE AG
Type 9: asset management
01 Jul 2017 - 06 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.