Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, XUN
Chinese Name of Relevant Individual
趙尋
HKMA Registration Number
AH5069
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
05 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2018 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 May 2018 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2017 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2017 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, XUN
:
Chinese Name of Relevant Individual
趙尋
:
HKMA Registration Number
AH5069
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Oct 2023
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
05 Oct 2023
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5069
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 05 Oct 2023
No
AH5069
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 05 Oct 2023
No
AH5069
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 May 2018 - 23 Oct 2020
No
AH5069
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
14 May 2018 - 23 Oct 2020
No
AH5069
BNP PARIBAS
Type 1: dealing in securities
01 Jul 2017 - 29 Mar 2018
No
AH5069
BNP PARIBAS
Type 6: advising on corporate finance
01 Jul 2017 - 29 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.