Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, YUQUAN
Chinese Name of Relevant Individual
羊裕泉
HKMA Registration Number
AH5099
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2021 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2021 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2017 - 11 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2017 - 11 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, YUQUAN
:
Chinese Name of Relevant Individual
羊裕泉
:
HKMA Registration Number
AH5099
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
31 Aug 2024
No
RELATIONSHIP MANAGER, CORPORATE BANKING
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
31 Aug 2024
No
RELATIONSHIP MANAGER, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5099
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 31 Aug 2024
No
AH5099
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 31 Aug 2024
No
AH5099
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2021 - 22 May 2024
No
AH5099
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
22 Sep 2021 - 22 May 2024
No
AH5099
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
04 Jul 2017 - 11 Aug 2021
No
AH5099
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
04 Jul 2017 - 11 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.