Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA MING
Chinese Name of Relevant Individual
黃嘉銘
HKMA Registration Number
AH5117
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Feb 2019 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2018 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2018 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2018 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2018 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2017 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2017 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA MING
:
Chinese Name of Relevant Individual
黃嘉銘
:
HKMA Registration Number
AH5117
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5117
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Feb 2019 - 01 May 2019
No
AH5117
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Jun 2018 - 01 May 2019
No
AH5117
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Jun 2018 - 01 May 2019
No
AH5117
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Mar 2018 - 04 Mar 2018
No
AH5117
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Mar 2018 - 04 Mar 2018
No
AH5117
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2017 - 01 Sep 2017
No
AH5117
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2017 - 01 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.