Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, MENGHAN
Chinese Name of Relevant Individual
徐梦涵
HKMA Registration Number
AH5145
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2018 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 May 2018 - 26 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2017 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, MENGHAN
:
Chinese Name of Relevant Individual
徐梦涵
:
HKMA Registration Number
AH5145
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5145
BARCLAYS BANK PLC
Type 1: dealing in securities
28 May 2018 - 26 Apr 2021
No
AH5145
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 May 2018 - 26 Apr 2021
No
AH5145
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Jul 2017 - 30 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.