Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XUAN, HE
Chinese Name of Relevant Individual
宣赫
HKMA Registration Number
AH5154
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET MANAGER
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKET MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
INDUSTRIAL BANK CO., LTD.
SFC CE number
ALZ901
Business Address
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2017 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2017 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XUAN, HE
:
Chinese Name of Relevant Individual
宣赫
:
HKMA Registration Number
AH5154
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
20 May 2026
No
FINANCIAL MARKET MANAGER
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
20 May 2026
No
FINANCIAL MARKET MANAGER
Name of Registered Institution
SFC CE number
Business Address
INDUSTRIAL BANK CO., LTD.
ALZ901
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5154
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
Since 20 May 2026
No
AH5154
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
Since 20 May 2026
No
AH5154
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
13 Jan 2020 - 31 Dec 2025
No
AH5154
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
13 Jan 2020 - 31 Dec 2025
No
AH5154
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
11 Jul 2017 - 06 Mar 2018
No
AH5154
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
11 Jul 2017 - 06 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.