Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, HOI KI
Chinese Name of Relevant Individual
麥凱琪
HKMA Registration Number
AH5156
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGER
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2025 - 05 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2025 - 05 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2021 - 28 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2021 - 28 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Apr 2019 - 23 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2018 - 11 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2017 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2017 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, HOI KI
:
Chinese Name of Relevant Individual
麥凱琪
:
HKMA Registration Number
AH5156
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
29 May 2026
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGER
CHONG HING BANK LIMITED
Type 4: advising on securities
29 May 2026
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5156
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 29 May 2026
No
AH5156
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 29 May 2026
No
AH5156
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2025 - 05 Apr 2026
No
AH5156
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2025 - 05 Apr 2026
No
AH5156
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Jul 2021 - 28 Dec 2024
No
AH5156
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Jul 2021 - 28 Dec 2024
No
AH5156
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Apr 2019 - 23 Jun 2021
No
AH5156
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Apr 2019 - 23 Jun 2021
No
AH5156
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Aug 2018 - 11 Jan 2019
No
AH5156
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Aug 2018 - 11 Jan 2019
No
AH5156
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Jul 2017 - 25 Jul 2018
No
AH5156
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Jul 2017 - 25 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.