Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, CHEUK NAM
Chinese Name of Relevant Individual
凌卓楠
HKMA Registration Number
AH5163
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2022 - 08 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2020 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2020 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2020 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2020 - 05 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2017 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, CHEUK NAM
:
Chinese Name of Relevant Individual
凌卓楠
:
HKMA Registration Number
AH5163
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5163
UBS AG
Type 1: dealing in securities
14 Jan 2022 - 08 Jul 2022
No
AH5163
CITIBANK, N.A.
Type 1: dealing in securities
24 Apr 2020 - 05 Jun 2020
No
AH5163
CITIBANK, N.A.
Type 4: advising on securities
24 Apr 2020 - 05 Jun 2020
No
AH5163
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Apr 2020 - 05 Jun 2020
No
AH5163
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Apr 2020 - 05 Jun 2020
No
AH5163
CITIBANK, N.A.
Type 1: dealing in securities
12 Jul 2017 - 19 Jan 2018
No
AH5163
CITIBANK, N.A.
Type 4: advising on securities
12 Jul 2017 - 19 Jan 2018
No
AH5163
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Jul 2017 - 19 Jan 2018
No
AH5163
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jul 2017 - 19 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.