Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAU, TSZ YING
Chinese Name of Relevant Individual
周芷凝
HKMA Registration Number
AH5198
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SPECIALIST, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SPECIALIST, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2021 - 12 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2021 - 12 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2021 - 12 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2021 - 12 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2019 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2019 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2019 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2019 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Mar 2019 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2018 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2018 - 27 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2017 - 30 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2017 - 30 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAU, TSZ YING
:
Chinese Name of Relevant Individual
周芷凝
:
HKMA Registration Number
AH5198
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Oct 2022
No
TREASURY SPECIALIST, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2022
No
TREASURY SPECIALIST, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5198
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Oct 2022
No
AH5198
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Oct 2022
No
AH5198
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2021 - 12 Oct 2022
No
AH5198
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2021 - 12 Oct 2022
No
AH5198
CITIBANK, N.A.
Type 1: dealing in securities
27 Oct 2021 - 12 Oct 2022
No
AH5198
CITIBANK, N.A.
Type 4: advising on securities
27 Oct 2021 - 12 Oct 2022
No
AH5198
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Oct 2019 - 31 Jul 2021
No
AH5198
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
04 Oct 2019 - 31 Jul 2021
No
AH5198
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Mar 2019 - 02 Sep 2019
No
AH5198
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Mar 2019 - 02 Sep 2019
No
AH5198
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Mar 2019 - 02 Sep 2019
No
AH5198
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2018 - 27 Dec 2018
No
AH5198
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2018 - 27 Dec 2018
No
AH5198
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2017 - 30 May 2018
No
AH5198
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2017 - 30 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.