Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, QING WEI, LESTER
Chinese Name of Relevant Individual
HKMA Registration Number
AH5201
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2023 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2023 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2023 - 14 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Feb 2023 - 24 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2020 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2020 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Jan 2020 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 33
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, QING WEI, LESTER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5201
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2026 - 13 Mar 2026
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2026 - 13 Mar 2026
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Mar 2026 - 13 Mar 2026
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2023 - 14 Apr 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2023 - 14 Apr 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Apr 2023 - 14 Apr 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Feb 2023 - 24 Feb 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Feb 2023 - 24 Feb 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Feb 2023 - 24 Feb 2023
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2020 - 14 Jan 2020
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2020 - 14 Jan 2020
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Jan 2020 - 14 Jan 2020
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2019 - 26 Jul 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2019 - 26 Jul 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Jul 2019 - 26 Jul 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2019 - 29 Apr 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2019 - 29 Apr 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Apr 2019 - 29 Apr 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2019 - 08 Mar 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2019 - 08 Mar 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Feb 2019 - 08 Mar 2019
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2018 - 02 Nov 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2018 - 02 Nov 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Oct 2018 - 02 Nov 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Apr 2018 - 27 Apr 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Apr 2018 - 27 Apr 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
16 Apr 2018 - 27 Apr 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2018 - 26 Jan 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2018 - 26 Jan 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Jan 2018 - 26 Jan 2018
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2017 - 18 Jul 2017
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2017 - 18 Jul 2017
No
AH5201
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
17 Jul 2017 - 18 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.