Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, HERMAN K. H.
Chinese Name of Relevant Individual
鄭錦雄
HKMA Registration Number
AH5220
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2020 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2017 - 30 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2017 - 30 Apr 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, HERMAN K. H.
:
Chinese Name of Relevant Individual
鄭錦雄
:
HKMA Registration Number
AH5220
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5220
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Jun 2020 - 30 Nov 2020
No
AH5220
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Jun 2020 - 30 Nov 2020
No
AH5220
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jul 2017 - 30 Apr 2020
No
AH5220
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jul 2017 - 30 Apr 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.