Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, YUJIE
Chinese Name of Relevant Individual
郭宇杰
HKMA Registration Number
AH5233
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2019 - 21 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2017 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
20 Jul 2017 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2017 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
20 Jul 2017 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, YUJIE
:
Chinese Name of Relevant Individual
郭宇杰
:
HKMA Registration Number
AH5233
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5233
BNP PARIBAS
Type 1: dealing in securities
26 Aug 2019 - 21 Apr 2023
No
AH5233
NATIXIS
Type 1: dealing in securities
20 Jul 2017 - 26 Jun 2019
No
AH5233
NATIXIS
Type 2: dealing in futures contracts
20 Jul 2017 - 26 Jun 2019
No
AH5233
NATIXIS
Type 4: advising on securities
20 Jul 2017 - 26 Jun 2019
No
AH5233
NATIXIS
Type 5: advising on futures contracts
20 Jul 2017 - 26 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.