Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TINGLE, ALEXANDER CHRISTIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5265
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2019 - 13 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2019 - 13 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Mar 2019 - 13 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Sep 2017 - 28 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2017 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2017 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jul 2017 - 26 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TINGLE, ALEXANDER CHRISTIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5265
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5265
UBS AG
Type 1: dealing in securities
08 Mar 2019 - 13 Mar 2019
No
AH5265
UBS AG
Type 4: advising on securities
08 Mar 2019 - 13 Mar 2019
No
AH5265
UBS AG
Type 6: advising on corporate finance
08 Mar 2019 - 13 Mar 2019
No
AH5265
UBS AG
Type 1: dealing in securities
26 Sep 2017 - 28 Sep 2017
No
AH5265
UBS AG
Type 4: advising on securities
26 Sep 2017 - 28 Sep 2017
No
AH5265
UBS AG
Type 6: advising on corporate finance
26 Sep 2017 - 28 Sep 2017
No
AH5265
UBS AG
Type 1: dealing in securities
24 Jul 2017 - 26 Jul 2017
No
AH5265
UBS AG
Type 4: advising on securities
24 Jul 2017 - 26 Jul 2017
No
AH5265
UBS AG
Type 6: advising on corporate finance
24 Jul 2017 - 26 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.