Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, SUIMING
Chinese Name of Relevant Individual
黃穗明
HKMA Registration Number
AH5322
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2023 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2017 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2017 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Jul 2017 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, SUIMING
:
Chinese Name of Relevant Individual
黃穗明
:
HKMA Registration Number
AH5322
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5322
BNP PARIBAS
Type 1: dealing in securities
23 Aug 2023 - 19 May 2026
No
AH5322
UBS AG
Type 1: dealing in securities
28 Jul 2017 - 23 May 2023
No
AH5322
UBS AG
Type 4: advising on securities
28 Jul 2017 - 23 May 2023
No
AH5322
UBS AG
Type 7: providing automated trading services
28 Jul 2017 - 23 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.