Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STOUTE, CORNELIS JOHANNES
Chinese Name of Relevant Individual
HKMA Registration Number
AH5326
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
20 Feb 2019 - 29 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2019 - 25 Jul 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 19 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2017 - 19 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
28 Jul 2017 - 19 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STOUTE, CORNELIS JOHANNES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5326
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5326
EFG BANK AG
Type 9: asset management
20 Feb 2019 - 29 Aug 2023
Yes
AH5326
EFG BANK AG
Type 1: dealing in securities
20 Feb 2019 - 25 Jul 2023
Yes
AH5326
EFG BANK AG
Type 4: advising on securities
20 Feb 2019 - 25 Jul 2023
Yes
AH5326
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 19 Feb 2019
No
AH5326
EFG BANK AG
Type 1: dealing in securities
28 Jul 2017 - 19 Feb 2019
No
AH5326
EFG BANK AG
Type 9: asset management
28 Jul 2017 - 19 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.