Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SAU MAN TIFFANY
Chinese Name of Relevant Individual
伍琇汶
HKMA Registration Number
AH5327
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2023 - 03 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NEW YORK MELLON (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2023 - 03 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2018 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2017 - 12 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SAU MAN TIFFANY
:
Chinese Name of Relevant Individual
伍琇汶
:
HKMA Registration Number
AH5327
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5327
BANK OF NEW YORK MELLON (THE)
Type 1: dealing in securities
29 Dec 2023 - 03 Oct 2024
No
AH5327
BANK OF NEW YORK MELLON (THE)
Type 4: advising on securities
29 Dec 2023 - 03 Oct 2024
No
AH5327
WESTPAC BANKING CORPORATION
Type 4: advising on securities
15 Jun 2018 - 12 Mar 2021
No
AH5327
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
29 Jul 2017 - 12 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.