Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MII, YOSHIO
Chinese Name of Relevant Individual
三井善夫
HKMA Registration Number
AH5328
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2017 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2017 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2017 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MII, YOSHIO
:
Chinese Name of Relevant Individual
三井善夫
:
HKMA Registration Number
AH5328
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5328
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
29 Jul 2017 - 20 Nov 2020
No
AH5328
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
29 Jul 2017 - 20 Nov 2020
No
AH5328
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
29 Jul 2017 - 20 Nov 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.