Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WAI CHEONG
Chinese Name of Relevant Individual
陳煒昌
HKMA Registration Number
AH5329
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2020 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2020 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2019 - 09 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2019 - 09 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Sep 2019 - 09 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2017 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2017 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WAI CHEONG
:
Chinese Name of Relevant Individual
陳煒昌
:
HKMA Registration Number
AH5329
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5329
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Sep 2020 - 06 Feb 2022
No
AH5329
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Sep 2020 - 06 Feb 2022
No
AH5329
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Sep 2019 - 09 Jul 2020
No
AH5329
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Sep 2019 - 09 Jul 2020
No
AH5329
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Sep 2019 - 09 Jul 2020
No
AH5329
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2017 - 01 Aug 2019
No
AH5329
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jul 2017 - 01 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.