Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, PUI YUEN
Chinese Name of Relevant Individual

李沛源
HKMA Registration Number
AH5340
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, PUI YUEN
:
Chinese Name of Relevant Individual
李沛源
:
HKMA Registration Number
AH5340
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2018
No
BRANCH OPERATIONS OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2018
No
BRANCH OPERATIONS OFFICER