Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, PUI FUNG DESIREE
Chinese Name of Relevant Individual

林佩峰
HKMA Registration Number
AH5352
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, PUI FUNG DESIREE
:
Chinese Name of Relevant Individual
林佩峰
:
HKMA Registration Number
AH5352
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
10 Sep 2022
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
10 Sep 2022
No
WM CA DESK HEAD