Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, WAI MAN
Chinese Name of Relevant Individual
朱慧敏
HKMA Registration Number
AH5379
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2024 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2024 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2020 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2020 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2017 - 18 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 18 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, WAI MAN
:
Chinese Name of Relevant Individual
朱慧敏
:
HKMA Registration Number
AH5379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Oct 2025
No
CLIENT SERVICING MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Oct 2025
No
CLIENT SERVICING MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5379
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 23 Oct 2025
No
AH5379
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 23 Oct 2025
No
AH5379
CTBC BANK CO., LTD.
Type 1: dealing in securities
10 Jul 2024 - 26 Sep 2025
No
AH5379
CTBC BANK CO., LTD.
Type 4: advising on securities
10 Jul 2024 - 26 Sep 2025
No
AH5379
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Oct 2020 - 31 May 2024
No
AH5379
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
23 Oct 2020 - 31 May 2024
No
AH5379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2017 - 18 Sep 2020
No
AH5379
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2017 - 18 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.