Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, MAN KIT
Chinese Name of Relevant Individual
鄧文傑
HKMA Registration Number
AH5393
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SR RELATIONSHIP MGR, PW
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SR RELATIONSHIP MGR, PW
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2023 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2023 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Dec 2023 - 15 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 26 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 26 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2020 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2020 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2020 - 28 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2020 - 28 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2018 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2018 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2017 - 18 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2017 - 18 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, MAN KIT
:
Chinese Name of Relevant Individual
鄧文傑
:
HKMA Registration Number
AH5393
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jan 2025
No
SR RELATIONSHIP MGR, PW
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jan 2025
No
SR RELATIONSHIP MGR, PW
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5393
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 25 Jan 2025
No
AH5393
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 25 Jan 2025
No
AH5393
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Dec 2023 - 15 Dec 2024
No
AH5393
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Dec 2023 - 15 Dec 2024
No
AH5393
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Dec 2023 - 15 Dec 2024
No
AH5393
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2021 - 26 Nov 2023
No
AH5393
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2021 - 26 Nov 2023
No
AH5393
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Oct 2020 - 31 Aug 2021
No
AH5393
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Oct 2020 - 31 Aug 2021
No
AH5393
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2020 - 28 Sep 2020
No
AH5393
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2020 - 28 Sep 2020
No
AH5393
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2018 - 23 Feb 2020
No
AH5393
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2018 - 23 Feb 2020
No
AH5393
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2017 - 18 Oct 2017
No
AH5393
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2017 - 18 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.