Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, PUI LAM
Chinese Name of Relevant Individual

吳沛林
HKMA Registration Number
AH5433
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Oct 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 13: providing depositary services for relevant CISs
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SECURITIES SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, PUI LAM
:
Chinese Name of Relevant Individual
吳沛林
:
HKMA Registration Number
AH5433
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
01 Oct 2022
No
SECURITIES SERVICES
BNP PARIBAS
Type 13: providing depositary services for relevant CISs
21 Jun 2025
No
SECURITIES SERVICES