Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIEN, KAI JEN
Chinese Name of Relevant Individual
田凱仁
HKMA Registration Number
AH5451
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2022 - 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2022 - 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2017 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2017 - 03 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIEN, KAI JEN
:
Chinese Name of Relevant Individual
田凱仁
:
HKMA Registration Number
AH5451
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5451
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
06 May 2022 - 02 Jun 2023
No
AH5451
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
06 May 2022 - 02 Jun 2023
No
AH5451
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
10 Aug 2017 - 03 Mar 2022
No
AH5451
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
10 Aug 2017 - 03 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.