Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, TSZ YU
Chinese Name of Relevant Individual
徐梓瑜
HKMA Registration Number
AH5469
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2023 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2023 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Feb 2023 - 22 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2020 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2020 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2018 - 29 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2018 - 29 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2017 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2017 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, TSZ YU
:
Chinese Name of Relevant Individual
徐梓瑜
:
HKMA Registration Number
AH5469
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2024
No
TREASURES RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2024
No
TREASURES RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5469
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Nov 2024
No
AH5469
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Nov 2024
No
AH5469
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Feb 2023 - 22 Sep 2024
No
AH5469
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Feb 2023 - 22 Sep 2024
No
AH5469
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Feb 2023 - 22 Sep 2024
No
AH5469
CITIBANK, N.A.
Type 1: dealing in securities
22 Oct 2021 - 22 Dec 2022
No
AH5469
CITIBANK, N.A.
Type 4: advising on securities
22 Oct 2021 - 22 Dec 2022
No
AH5469
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2021 - 22 Dec 2022
No
AH5469
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2021 - 22 Dec 2022
No
AH5469
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2020 - 01 Sep 2021
No
AH5469
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2020 - 01 Sep 2021
No
AH5469
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2018 - 29 Oct 2020
No
AH5469
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2018 - 29 Oct 2020
No
AH5469
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2017 - 15 Apr 2018
No
AH5469
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2017 - 15 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.