Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, KEN MIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5500
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2018 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2018 - 29 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2017 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2017 - 23 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, KEN MIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5500
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5500
BANK OF MONTREAL
Type 1: dealing in securities
01 Aug 2018 - 29 Aug 2025
No
AH5500
BANK OF MONTREAL
Type 4: advising on securities
01 Aug 2018 - 29 Aug 2025
No
AH5500
BANCO SANTANDER, S.A.
Type 1: dealing in securities
16 Aug 2017 - 23 Jul 2018
No
AH5500
BANCO SANTANDER, S.A.
Type 4: advising on securities
16 Aug 2017 - 23 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.