Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YI
Chinese Name of Relevant Individual
陳怡
HKMA Registration Number
AH5525
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2025 - 14 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2025 - 14 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2024 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2024 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
17 Aug 2024 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2017 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Aug 2017 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YI
:
Chinese Name of Relevant Individual
陳怡
:
HKMA Registration Number
AH5525
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5525
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
26 Apr 2025 - 14 May 2026
No
AH5525
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
26 Apr 2025 - 14 May 2026
No
AH5525
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Aug 2024 - 26 Mar 2025
No
AH5525
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Aug 2024 - 26 Mar 2025
No
AH5525
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
17 Aug 2024 - 26 Mar 2025
No
AH5525
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Aug 2017 - 21 May 2021
No
AH5525
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Aug 2017 - 21 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.