Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GAO, CHANG
Chinese Name of Relevant Individual
高暢
HKMA Registration Number
AH5554
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2021 - 22 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2019 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2019 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2019 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2019 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2017 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2017 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GAO, CHANG
:
Chinese Name of Relevant Individual
高暢
:
HKMA Registration Number
AH5554
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5554
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Aug 2021 - 22 Dec 2022
No
AH5554
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Aug 2021 - 22 Dec 2022
No
AH5554
CITIBANK, N.A.
Type 1: dealing in securities
20 Aug 2019 - 20 Nov 2020
No
AH5554
CITIBANK, N.A.
Type 4: advising on securities
20 Aug 2019 - 20 Nov 2020
No
AH5554
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Aug 2019 - 20 Nov 2020
No
AH5554
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
20 Aug 2019 - 20 Nov 2020
No
AH5554
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Aug 2017 - 30 Jun 2019
No
AH5554
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Aug 2017 - 30 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.