Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, TSUN HEI
Chinese Name of Relevant Individual
鄭浚希
HKMA Registration Number
AH5555
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH STRATEGIST
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH STRATEGIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2022 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2022 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2021 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2021 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2021 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2021 - 02 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2020 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2020 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2020 - 01 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2017 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2017 - 08 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, TSUN HEI
:
Chinese Name of Relevant Individual
鄭浚希
:
HKMA Registration Number
AH5555
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2024
No
WEALTH STRATEGIST
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2024
No
WEALTH STRATEGIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5555
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Jan 2024
No
AH5555
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Jan 2024
No
AH5555
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Aug 2022 - 29 Sep 2023
No
AH5555
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
06 Aug 2022 - 29 Sep 2023
No
AH5555
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Nov 2021 - 02 Jun 2022
No
AH5555
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Nov 2021 - 02 Jun 2022
No
AH5555
CITIBANK, N.A.
Type 1: dealing in securities
13 Nov 2021 - 02 Jun 2022
No
AH5555
CITIBANK, N.A.
Type 4: advising on securities
13 Nov 2021 - 02 Jun 2022
No
AH5555
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2020 - 01 Oct 2021
No
AH5555
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2020 - 01 Oct 2021
No
AH5555
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2020 - 01 Oct 2021
No
AH5555
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Aug 2017 - 08 Jul 2020
No
AH5555
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Aug 2017 - 08 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.