Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, YAN
Chinese Name of Relevant Individual

劉艷
HKMA Registration Number
AH5563
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT GENERAL MANAGER
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT GENERAL MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, YAN
:
Chinese Name of Relevant Individual
劉艷
:
HKMA Registration Number
AH5563
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
14 Jun 2025
No
ASSISTANT GENERAL MANAGER
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
14 Jun 2025
No
ASSISTANT GENERAL MANAGER