Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CUI, KEVIN
Chinese Name of Relevant Individual
崔聰
HKMA Registration Number
AH5566
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2017 - 17 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2017 - 17 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Aug 2017 - 17 Mar 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CUI, KEVIN
:
Chinese Name of Relevant Individual
崔聰
:
HKMA Registration Number
AH5566
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5566
UBS AG
Type 1: dealing in securities
23 Aug 2017 - 17 Mar 2025
No
AH5566
UBS AG
Type 4: advising on securities
23 Aug 2017 - 17 Mar 2025
No
AH5566
UBS AG
Type 6: advising on corporate finance
23 Aug 2017 - 17 Mar 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.