Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHEUK MAN
Chinese Name of Relevant Individual
吳卓文
HKMA Registration Number
AH5568
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2021 - 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
25 Mar 2021 - 15 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2017 - 31 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
23 Aug 2017 - 31 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHEUK MAN
:
Chinese Name of Relevant Individual
吳卓文
:
HKMA Registration Number
AH5568
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5568
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
25 Mar 2021 - 15 Feb 2022
No
AH5568
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
25 Mar 2021 - 15 Feb 2022
No
AH5568
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
23 Aug 2017 - 31 May 2020
No
AH5568
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
23 Aug 2017 - 31 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.