Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, YIN KAM ROSINA
Chinese Name of Relevant Individual
粱燕琴
HKMA Registration Number
AH5575
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2021 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2021 - 30 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2017 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2017 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, YIN KAM ROSINA
:
Chinese Name of Relevant Individual
粱燕琴
:
HKMA Registration Number
AH5575
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5575
BANCO SANTANDER, S.A.
Type 1: dealing in securities
22 Dec 2021 - 30 Jun 2023
Yes
AH5575
BANCO SANTANDER, S.A.
Type 4: advising on securities
22 Dec 2021 - 30 Jun 2023
Yes
AH5575
BANCO SANTANDER, S.A.
Type 1: dealing in securities
23 Aug 2017 - 21 Dec 2021
No
AH5575
BANCO SANTANDER, S.A.
Type 4: advising on securities
23 Aug 2017 - 21 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.