Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, EDWIN EE YEW
Chinese Name of Relevant Individual
HKMA Registration Number
AH5607
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2018 - 17 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jan 2018 - 17 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Oct 2017 - 13 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Aug 2017 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, EDWIN EE YEW
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5607
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5607
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Jan 2018 - 17 Mar 2020
No
AH5607
BARCLAYS BANK PLC
Type 6: advising on corporate finance
30 Jan 2018 - 17 Mar 2020
No
AH5607
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Nov 2017 - 01 Dec 2017
No
AH5607
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Nov 2017 - 01 Dec 2017
No
AH5607
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Oct 2017 - 13 Oct 2017
No
AH5607
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Oct 2017 - 13 Oct 2017
No
AH5607
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Aug 2017 - 31 Aug 2017
No
AH5607
BARCLAYS BANK PLC
Type 6: advising on corporate finance
29 Aug 2017 - 31 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
