Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KHOON LIANG, ALLAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5613
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2018 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2018 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2018 - 03 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2017 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2017 - 22 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2017 - 20 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2017 - 20 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2017 - 08 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KHOON LIANG, ALLAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5613
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5613
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 03 Mar 2023
No
AH5613
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
04 Apr 2018 - 03 Mar 2023
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Apr 2018 - 03 Mar 2023
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Apr 2018 - 03 Mar 2023
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
15 Feb 2018 - 14 Mar 2018
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
15 Feb 2018 - 14 Mar 2018
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
12 Jan 2018
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
12 Jan 2018
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Nov 2017 - 22 Nov 2017
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Nov 2017 - 22 Nov 2017
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
09 Oct 2017 - 20 Oct 2017
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
09 Oct 2017 - 20 Oct 2017
No
AH5613
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
29 Aug 2017 - 08 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.