Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, CHUNG WO THEODORE
Chinese Name of Relevant Individual
麥中和
HKMA Registration Number
AH5617
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
24 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 01 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Oct 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2020 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2020 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2017 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2017 - 08 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, CHUNG WO THEODORE
:
Chinese Name of Relevant Individual
麥中和
:
HKMA Registration Number
AH5617
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Oct 2022
Yes
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Oct 2022
Yes
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Oct 2022
Yes
HEAD OF RETAIL DISTRIBUTION AND PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5617
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 01 Mar 2023
Yes
AH5617
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 01 Mar 2023
Yes
AH5617
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 01 Mar 2023
Yes
AH5617
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Oct 2022 - 28 Feb 2023
No
AH5617
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Oct 2022 - 28 Feb 2023
No
AH5617
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Oct 2022 - 28 Feb 2023
No
AH5617
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Oct 2020 - 20 Sep 2022
Yes
AH5617
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Oct 2020 - 20 Sep 2022
Yes
AH5617
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2017 - 08 Oct 2020
No
AH5617
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Aug 2017 - 08 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.