Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, KA HEI
Chinese Name of Relevant Individual
孫嘉禧
HKMA Registration Number
AH5642
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2021 - 31 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Mar 2021 - 22 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Aug 2017 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, KA HEI
:
Chinese Name of Relevant Individual
孫嘉禧
:
HKMA Registration Number
AH5642
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5642
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Mar 2021 - 31 May 2023
No
AH5642
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Mar 2021 - 22 Aug 2021
No
AH5642
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Aug 2017 - 11 Aug 2019
No
AH5642
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Aug 2017 - 11 Aug 2019
No
AH5642
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Aug 2017 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.