Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DONNET, NICOLAS REMI
Chinese Name of Relevant Individual
HKMA Registration Number
AH5663
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2018 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2018 - 28 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2017 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2017 - 04 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DONNET, NICOLAS REMI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5663
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5663
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
06 Dec 2018 - 28 Jun 2024
No
AH5663
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
06 Dec 2018 - 28 Jun 2024
No
AH5663
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2017 - 04 Mar 2018
No
AH5663
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2017 - 04 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.