Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, PAK KIU
Chinese Name of Relevant Individual
張栢喬
HKMA Registration Number
AH5674
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS CENTRE MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS CENTRE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2022 - 06 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2022 - 06 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 24 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2018 - 24 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2017 - 01 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2017 - 01 Jan 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, PAK KIU
:
Chinese Name of Relevant Individual
張栢喬
:
HKMA Registration Number
AH5674
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Sep 2023
No
ASSISTANT VICE PRESIDENT, BUSINESS CENTRE MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Sep 2023
No
ASSISTANT VICE PRESIDENT, BUSINESS CENTRE MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5674
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 01 Sep 2023
No
AH5674
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 01 Sep 2023
No
AH5674
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2022 - 06 Aug 2023
No
AH5674
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2022 - 06 Aug 2023
No
AH5674
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Jun 2022 - 21 Aug 2022
No
AH5674
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Jun 2022 - 21 Aug 2022
No
AH5674
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
02 Feb 2018 - 24 Feb 2022
No
AH5674
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
02 Feb 2018 - 24 Feb 2022
No
AH5674
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2017 - 01 Jan 2018
No
AH5674
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2017 - 01 Jan 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.