Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JACOB, PATRICK HARRY
Chinese Name of Relevant Individual
HKMA Registration Number
AH5676
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2020 - 03 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2020 - 03 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jun 2020 - 03 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2020 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2020 - 03 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2017 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JACOB, PATRICK HARRY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5676
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5676
UBS AG
Type 1: dealing in securities
24 Jun 2020 - 03 Mar 2021
No
AH5676
UBS AG
Type 4: advising on securities
24 Jun 2020 - 03 Mar 2021
No
AH5676
UBS AG
Type 7: providing automated trading services
24 Jun 2020 - 03 Mar 2021
No
AH5676
UBS AG
Type 1: dealing in securities
09 Mar 2020 - 03 Apr 2020
No
AH5676
UBS AG
Type 4: advising on securities
09 Mar 2020 - 03 Apr 2020
No
AH5676
UBS AG
Type 1: dealing in securities
04 Sep 2017 - 07 Sep 2017
No
AH5676
UBS AG
Type 4: advising on securities
04 Sep 2017 - 07 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.