Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIANG, JIA JHEN
Chinese Name of Relevant Individual
梁家榛
HKMA Registration Number
AH5700
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2019 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2019 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2017 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIANG, JIA JHEN
:
Chinese Name of Relevant Individual
梁家榛
:
HKMA Registration Number
AH5700
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5700
CREDIT SUISSE AG
Type 1: dealing in securities
09 Oct 2019 - 29 Jun 2022
No
AH5700
CREDIT SUISSE AG
Type 4: advising on securities
09 Oct 2019 - 29 Jun 2022
No
AH5700
UBS AG
Type 1: dealing in securities
06 Sep 2017 - 30 Apr 2019
No
AH5700
UBS AG
Type 4: advising on securities
06 Sep 2017 - 30 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.