Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, NAI-TZU
Chinese Name of Relevant Individual
柯乃慈
HKMA Registration Number
AH5706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2017 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2017 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2017 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2017 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, NAI-TZU
:
Chinese Name of Relevant Individual
柯乃慈
:
HKMA Registration Number
AH5706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5706
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2017 - 06 Sep 2019
No
AH5706
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2017 - 06 Sep 2019
No
AH5706
DBS BANK LTD.
Type 1: dealing in securities
06 Sep 2017 - 06 Sep 2019
No
AH5706
DBS BANK LTD.
Type 4: advising on securities
06 Sep 2017 - 06 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.