Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHAU YUEN
Chinese Name of Relevant Individual
陳秋源
HKMA Registration Number
AH5717
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
23 May 2018 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
21 Sep 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHAU YUEN
:
Chinese Name of Relevant Individual
陳秋源
:
HKMA Registration Number
AH5717
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 1: dealing in securities
23 May 2018 - 30 Jun 2021
Yes
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 4: advising on securities
23 May 2018 - 30 Jun 2021
Yes
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 9: asset management
23 May 2018 - 30 Jun 2021
Yes
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 9: asset management
21 Sep 2017 - 22 May 2018
No
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 1: dealing in securities
07 Sep 2017 - 22 May 2018
No
AH5717
BPI INTERNATIONAL FINANCE LIMITED
Type 4: advising on securities
07 Sep 2017 - 22 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.