Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, LING KWAN JENNY
Chinese Name of Relevant Individual
周翎君
HKMA Registration Number
AH5721
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2023 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2023 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2022 - 18 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2022 - 18 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jan 2022 - 18 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2020 - 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2020 - 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2019 - 15 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2019 - 15 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2018 - 12 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 02 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, LING KWAN JENNY
:
Chinese Name of Relevant Individual
周翎君
:
HKMA Registration Number
AH5721
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5721
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
30 Jan 2023 - 08 Aug 2025
No
AH5721
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
30 Jan 2023 - 08 Aug 2025
No
AH5721
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jan 2022 - 18 Jun 2022
No
AH5721
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jan 2022 - 18 Jun 2022
No
AH5721
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jan 2022 - 18 Jun 2022
No
AH5721
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2020 - 18 Dec 2021
No
AH5721
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2020 - 18 Dec 2021
No
AH5721
DAH SING BANK, LIMITED
Type 1: dealing in securities
31 Jan 2019 - 15 Jul 2020
No
AH5721
DAH SING BANK, LIMITED
Type 4: advising on securities
31 Jan 2019 - 15 Jul 2020
No
AH5721
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
08 Aug 2018 - 12 Nov 2018
No
AH5721
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2017 - 02 Jul 2018
No
AH5721
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2017 - 02 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.