Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TSZ TUNG
Chinese Name of Relevant Individual
吳梓彤
HKMA Registration Number
AH5730
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE SALES, FINANCIAL MARKETS SALES
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE SALES, FINANCIAL MARKETS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ING BANK N.V.
SFC CE number
AAI460
Business Address
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2017 - 07 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2017 - 07 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2017 - 07 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2017 - 07 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TSZ TUNG
:
Chinese Name of Relevant Individual
吳梓彤
:
HKMA Registration Number
AH5730
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ING BANK N.V.
Type 1: dealing in securities
18 Sep 2023
No
CORPORATE SALES, FINANCIAL MARKETS SALES
ING BANK N.V.
Type 4: advising on securities
18 Sep 2023
No
CORPORATE SALES, FINANCIAL MARKETS SALES
Name of Registered Institution
SFC CE number
Business Address
ING BANK N.V.
AAI460
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5730
ING BANK N.V.
Type 1: dealing in securities
Since 18 Sep 2023
No
AH5730
ING BANK N.V.
Type 4: advising on securities
Since 18 Sep 2023
No
AH5730
DBS BANK LTD.
Type 1: dealing in securities
23 Sep 2017 - 07 Sep 2023
No
AH5730
DBS BANK LTD.
Type 4: advising on securities
23 Sep 2017 - 07 Sep 2023
No
AH5730
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2017 - 07 Sep 2023
No
AH5730
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2017 - 07 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.