Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YUEN YUEN
Chinese Name of Relevant Individual
林圓圓
HKMA Registration Number
AH5740
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT CUSTOMER SERVICE MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT CUSTOMER SERVICE MGR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2019 - 26 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2019 - 26 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2018 - 24 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2018 - 24 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2017 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2017 - 18 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YUEN YUEN
:
Chinese Name of Relevant Individual
林圓圓
:
HKMA Registration Number
AH5740
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2021
No
ASSISTANT CUSTOMER SERVICE MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2021
No
ASSISTANT CUSTOMER SERVICE MGR
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5740
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 14 Jan 2021
No
AH5740
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 14 Jan 2021
No
AH5740
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2019 - 26 Nov 2020
No
AH5740
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2019 - 26 Nov 2020
No
AH5740
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2018 - 24 Apr 2019
No
AH5740
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Aug 2018 - 24 Apr 2019
No
AH5740
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2017 - 18 Jun 2018
No
AH5740
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2017 - 18 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.